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The Case For Human Umpires

As I indicated in this post, I'm not convinced by the arguments that a computer system ought to replace human umpires for calling balls and strikes. Rather, I think human umpires are the best way to determine balls and strikes.

Before I launch into the full argument, though, it is important to distance myself from a certain type of justification. Arguments from tradition often fall victim to the is-ought problem, and so even though I do think baseball is particularly (and appropriately) conservative in its traditions, I will not attempt to justify the use of human umpires based on the fact that they have traditionally been the method of calling balls and strikes. 

Rather, I think the argument for human umpires must ultimately derive from baseball's social purpose. (I think this is true of all questions about baseball's rule structure, including the All-Star game, interleague play, the designated hitter, and so on.  But we can save those for another day.) Consider, for a moment, the question of baseball's ultimate utility. Forgive me if this seems obvious, but I don't think it is arguable that the goal of baseball is entertainment. By entertainment, I do not mean the base satisfaction of wants, but rather the rich spectrum of pleasurable experiences, ranging from drunken yelling to a sunny day at the ballpark to sublime literature. If baseball did not satisfy the goal of entertainment, it would be useless.  In any event, the answer to the question "why baseball?" simply cannot be "to create a maximally efficient and internally consistent set of rules."

Proponents of computerized umpiring base their arguments on fairness. Certainly, fairness and entertainment are not mutually exclusive. Quite the contrary, if we could plot the fairness of a system of rules for various games against their respective entertainment values, I'm confident we would find a positive correlation. However, that is not to say that each move in the direction of fairness necessarily entails an increase in entertainment value.

All this leads to the (I hope) uncontroversial conclusion that arguments from fairness alone will not suffice to do away with human umpires. However, it may still be the case that increasing fairness in this case would increase the entertainment value of baseball.

So let us compare the two alternatives on the metric of entertainment value.

Star-divide

Computers

1. Certainly, computer systems would create fewer infuriating moments, and thus perhaps a more satisfying experience. This could make the game more entertaining.

2. There is also a longer-term benefit (particularly to the sort of fan who frequents sites like this one) of knowing that the game is ultimately designed to reward skill in a disinterested manner. This could also lead to greater overall entertainment.

These two benefits are not small, but I believe they are the only arguments in favor of computerized umpiring given that we are evaluating options for their entertainment value.  It is noteworthy that most of the benefits are gained from eliminating problems with human umpires, and not virtues in and of themselves.

Human Umpires

Human umpires, on the other hand, have obvious flaws. Human psychology, particularly selective memory (the tendency to remember outlier events and thus overestimate how common they are), reinforces these flaws. But umpires have benefits as well:

1. One of the best moments in a baseball game is when an angry manager ambles up out of the dugout to argue with an umpire--and this is especially true on a balls-and-strikes call. Because players and managers are explicitly forbidden from arguing balls and strikes, when someone does, it is particularly exciting because the chance of ejection is increased. 

2. Different umpires have slightly different strike zones, and so there is a skill to be learned in how to pitch to a particular umpire. It is perhaps arguable that this reduces the entertainment value, but I believe that certain players, most notably Tom Glavine, are Hall of Famers not because of their stuff or their control (though those are necessary components) but rather because they understood how to pitch to a particular umpire's strike zone. I don't think that's a deficiency; I think that's a real virtue, because it requires players to be smart. As I re-read Dan's excellent 2008 post on close calls, I was struck that perhaps the correlation between, for example, age and frequency of favorable calls, was in fact causation triggered by some unmeasured skill. And watching a really smart pitcher expand the zone is very entertaining.

(Perhaps computer systems could have some variable, chosen at random before each game, that would vary the size and shape of the zone. However, I doubt this would actually happen.)

3. I am convinced that home plate umpires practice their punch-out motions (perhaps even in front of the mirror). And they are great. If computer systems called the balls and strikes, no one would watch the umpire after a third strike, and so the practice would all but disappear. This would be a tremendous shame, and would certainly make baseball less entertaining.

4. Finally, I think the very anger that many of us feel at seeing a bad call may contribute to baseball's entertainment value. Granted, this is probably my weakest argument, but there is something enjoyable about righteous indignation at the bloody unfairness of it all. Without any gray area, what in God's name would we argue about? And aren't these arguments fun to have? 

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None of this is to say MLB shouldn’t do everything in its power to improve the skill and quality of its umpires, and that computer systems may aid in that goal.

by Tommy Bennett on Jul 8, 2009 3:27 PM EDT reply actions   0 recs

The call

I have to agree with your case, if only because it provided me the opportunity to see this while crawling on youtube:

http://www.youtube.com/watch?v=hannPgeuF98

by Caleb W on Jul 8, 2009 4:56 PM EDT reply actions   0 recs

That may be the funniest thing I've ever seen.

I cannot stop laughing.

Btw, this is great stuff, Tommy….I’m a regular.

by fletchdm on Jul 9, 2009 2:29 PM EDT up reply actions   0 recs

Hard to see, but...

OverTheMonster - ALLERGEN WARNING: May contain peanut butter.

by bs.uf15bosox9bears23 on Jul 9, 2009 5:05 PM EDT up reply actions   0 recs

Combine them tennis style!

A handful of challenges (which can be executed nearly instantly) wins everyone over. It’s been a godsend for tennis, and you still get the argument factor after you run out of challenges.

Not afraid to nitpick

by joker24 on Jul 8, 2009 5:26 PM EDT reply actions   0 recs

I think this is the most reasonable and likely outcome here.

And would furthermore add to the anticipation of many of this situations in baseball. If a manager could challenge a particular call, say three times a game (since this is already a number ubiquitous to baseball), I think it would greatly improve the game.

Nevertheless, I feel compelled to offer this as a counter-argument to Human Umpire point two: I have watched many a baseball game where an umpire has a particularly small strike zone, and the game drags on for an absolute eternity because of it. I have stopped watching baseball games because of things like this, and it absolutely detracts from the game.

Speaking personally as someone interested in fairness over any entertainment value, the entertainment I derive from baseball is far and away more due to the plays made on the field than it is by the umpires themselves. While I admit that there is a certain amount of satisfaction involved in a big strike call (when it’s for your team) and hilarity ensues from seeing an opposing manager/player thrown out for arguing balls and strikes, I would much rather the game simply be fair.

by jwiscarson on Jul 8, 2009 6:03 PM EDT up reply actions   0 recs

I think you're 4th reason for Humans

is actually the best reason.

1. I’m bored with the angry manager charade. Wake me when a call gets reveresed.
2. This is baseball, not Bob Davidson’s or Joe West’s Baseball.
3. Again, not your show

Isn't it enough to know that I ruined a pony making a gift for you? ◔ヮ◔
Uncommon Sportsman :: Absurdity in play

by Axion on Jul 8, 2009 6:05 PM EDT reply actions   0 recs

Then I suggest

robots that do awesome strike-out motions!!! We can also give them each unique grunts for their ball and strike calls.

I never really liked the old tagline.

CougCenter

by Dancing Football on Jul 8, 2009 9:04 PM EDT up reply actions   0 recs

That might scare the children.

Make them more life-like with beer bellies.

I never really liked the old tagline.

CougCenter

by Dancing Football on Jul 8, 2009 10:24 PM EDT up reply actions   0 recs

Please, he has a name

Address him as Cleatus.

"Look at me! I'm Tomokazu Ohka of the Montreal Expos!"

by jessef on Jul 9, 2009 3:49 PM EDT up reply actions   0 recs

Very Interesting

But the argument breaks down in the future when robot umpires are both more accurate and more entertaining than human umpires.

Watching a manager argue with a human umpire is good. But watching a human manager argue with a robot might be great.

by Androgen Jar Jimmy on Jul 8, 2009 9:29 PM EDT reply actions   1 recs

One other argument

in favor of human umpires-

A computerized “set strikezone” would seem to me to shift the battle for the plate in favor of the hitter forever.

Sure, some pitchers would master those tough to hit areas and incessantly land breaking balls on the lower-away coner and fastballs on the upper-in, but locking in the zone to a clearly defined, totally unsubjective area would allow for hitters to completely train their swings to cover the zone. Hours of BP would re-enforce their knowledge and allow them to find more ways to waste the toughest pitches. Pitchers would have to bring a much higher precentage of their pitches into the middle of the plate for fear of missing by slight margins (as even the best pitcher misses their spots by inches frequently) Batters would have major advantages when up in the count (even more than now) and the number of walks and multiple run home runs would go up drastically.

Throwing a 90+mph pitch into a 17″×56-62" zone is tough enough, but if that zone is totally unflexible, I would pity the major league hurler.

I could be wrong, of course. I do not have any conclusive knowledge that pitchers benefit more from the “human element” than hitters. However, it seems reasonble to me that a hitter can effectively “cover the zone” better than a pticher can consistently “paint” on every pitch.

by Slugger O'Toole on Jul 8, 2009 9:55 PM EDT reply actions   0 recs

Right now, are you sure pitchers benefit more from weird strikes than hitters do from weird balls?

And for all the strange strike zones, isn’t it pretty much the same from ump to ump?

by Sky Kalkman on Jul 8, 2009 10:15 PM EDT up reply actions   0 recs

Exactly.

And for hitters a good pitch to hit is always a good pitch to hit. For pitchers, a perfect pitch on the corner is not always called a strike.

I never really liked the old tagline.

CougCenter

by Dancing Football on Jul 8, 2009 10:26 PM EDT up reply actions   0 recs

I concede

that I am unsure which benefits more now. I’m sure that it can be quantified some through pitch F/X data to some degree. My point was really more about the effect that it would have after being implemented. If you don’t have some variable in the zone, everyone will train to the computerized one. In that scenario, I think hitters would have the advantage, because once they recognize the very edges of the zone, they will develop ways to fight off those pitches for foul balls and force the pitcher into the zone more. This would have a bigger effect on fastballs, since the purpose of a breaking pitch is foul the hitter one way or another anyway. Hence my reasoning that hitters would benefit ahead in the count, where a breaking ball is a bigger risk.

This line of thinking though brings up some interesting questions.

1. Who gets a larger share of close calls now, hitters or pitchers?

I am guessing if that it is pitchers ,- and Dancing Football, a good pitch is often called a strike more because it is a good pitch than because it really hit the zone, IMO-.

2. How accurate are pitchers really? The Mets broadcast (SNY) sometimes puts up a graphic called the IO pitch differential, showing where the catcher put his target and where the ball eventually crossed the plain. The use is highly biased to the inaccurate pitches, but such a device is fascinating because it shows that even good pitches are going several inches away from the target pretty regularly.

3. How much can hitters adapt to the zone? Both hitters and pitchers have to adapt to the umps zone for each game, but we usually focus on the pitching side. I am assuming here that the hitter actually does this better, since they have only to decide (albiet very quickly) if it is worth swinging or not. Certainly hitters like Pat Burrell, Kevin Youkilis and Albert Pujols do this very well, but every hitter does it to some extent. How fine can that skill be tuned?

Good stuff to kick around, I think

by Slugger O'Toole on Jul 9, 2009 9:04 AM EDT up reply actions   0 recs

Hmm

Obviously, the run-scoring in a game with a roughly average strike zone is neutral, the run scoring in a game with a small strike zone is high, and run scoring in a game with a large zone is low.

Slugger, your point seems to be about the effect over time. It strikes me that this would likely be governed in part by game theory, particularly so since it’s a repeated game. If that’s true, I would suspect both hitters and pitchers would reach an equilibrium and we wouldn’t much notice the difference.

One way to test your theory might be to run a regression between the percentage change (vs. average) in inferred strike zone size for a given game or umpire (or rather the absolute value thereof), on the one hand, and runs scored. If runs went down as delta increased, that would provide Slugger with some extra evidence.

by Tommy Bennett on Jul 9, 2009 9:44 AM EDT up reply actions   0 recs

This
One of the best moments in a baseball game is when an angry manager ambles up out of the dugout to argue with an umpire.

Is all the proof I needed that you and I have nothing in common as baseball fans. You really go to a game to watch a grown man scream at an inept official? I’m there to watch the game.

"The reports are that he is getting better. The definition of better is nebulous."

by KLSnow on Jul 9, 2009 7:58 AM EDT reply actions   1 recs

Yep

Thanks for that.

by Tommy Bennett on Jul 9, 2009 8:59 AM EDT up reply actions   0 recs

They could still do an awesome punch-out behind home plate with a little beeper in their hand

And I think the old veteran pitcher “skill” you talk about is more about the reputation the pitcher earns early in his career than an actual skill.

E: George 4 (5, throw, throw, throw, throw).

by Jordan M on Jul 9, 2009 10:57 AM EDT reply actions   0 recs

I would like to see

human managers getting in arguments with the machines, pretty awesome brawl right there, man vs machine

No one goes there anymore, it's too crowded. - Yogi Berra

by trademan56 on Jul 10, 2009 2:14 PM EDT reply actions   0 recs

Assumption of fairness

In reading this article I beleive that there is an assumption that, while umpires have differing strike zones, they are consistent with those strike zones for both pitchers in the game.

Going to Point 2 for human umpires I have to ask if you think that Tom Glavine also benifited by getting a different and more liberal strike zone than the opposing pitcher due to his stature in the game? I ask the same for question for Roger Clemens and Randy Johnson. While I agree that there is an inherent skill in learning and pitching to an umpire’s strike zone I also believe that umpires have different strike zones based on the individual pitcher pitching and the individual batter batting if the player is of an elite caliber.

I remember a regular season game in 2005 in which the Cardinals were playing the Astros. Clemens was pitching for the Astros and a pitcher I cannot remember who had the start for the Cardinals. This was televised on ESPN. Throughout the game K-Zone showed that Clemens was granted a much larger strike zone than the opposing “no name” pitcher. In the 5th inning Tony LaRussa went into the locker room, watched the video, and went out to argue for a consistent strike zone. He was ejected for arguing balls and strike but the officiating was more fair afterwards and the Cardinals filed a complaint with MLB after the game (which was a STL loss). I wonder if that would ahve been a win if the officiating had been consistently fair.

For me entertainment in sports relies heavily on the ingerity of the game. Who can argue that football and basketball got worse or stayed the same after instant replay? Not too many from my count. While I am not a proponent of full computer officiating I am a proponent of taking human error out of what can be an unfair equation and leaving it to the player’s own ability in determining a win or a loss, and this will require a different system than is currently in place.

by camelton on Jul 10, 2009 6:43 PM EDT reply actions   0 recs

funny

I wrote a similar article just a day later (with no knowledge of this). but i take the opposite point of view.

by Travis G on Jul 16, 2009 9:23 PM EDT reply actions   0 recs

Oh, you must have missed Jack's logical rant (still not sure how he pulled that off) about human umpires.

Here.

Thanks for dropping by Travis, do it more often. I hope to have a Yanks-related Halladay/trade post up in the next few days.

by Sky Kalkman on Jul 16, 2009 9:49 PM EDT up reply actions   0 recs

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